The SEC dismissal is nothing more than a policy decision - not merits based.“WHEREAS, in the exercise of its discretion and as a policy matter, the Commission believes the dismissal of this case with prejudice is appropriate.” This is clearly a a policy decision by the SEC that now triggers concerns by public company issuers and their shareholders, that the agency may be abdicating its responsibility to protect shareholders from the risks posed by toxic lending dilution fun

This article covers the recent firms legal wins in court for public company issuers and their shareholders.

Counterfeit Shares and the Public Markets

In a deSPAC transaction, the SPAC raises money through an initial public offering (IPO) with the intention of acquiring a company within...

Merchant Funders, companies that purport to purchase future accounts receivables from small underfunded private and public companies, and...

A shareholder derivative lawsuit is an action brought on behalf of a company by a shareholder or group of shareholders that seeks to hold...