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OTC Market Issuers May Recoup Hundreds of Millions from SEC Actions against Toxic Lenders.
Many CEO’s and investors in small public companies trading on the OTC Markets are closely following the SEC lawsuits instituted against...
Mark R. Basile, Esq.
Sep 4, 20204 min read


Transfer Agents and a new Standard for Rule 144 Opinion Letters
Transfer agents require convertible note holders to supply a legal opinion letter from a securities attorney explaining the legal basis...
The Basile Law Firm P.C.
Jun 9, 20206 min read


SEC Finally going after Toxic Convertible Note Debt Lenders
The OTC Market is plagued with thousands of small public companies taking thousands of small loans in the form of convertible debt. If an...
The Basile Law Firm P.C.
Apr 19, 20203 min read


COR CLEARINGS BULLETIN RELEASE
Below is a Bulletin that COR CLEARING published several months ago dealing with Convertible Notes. It's important to focus on COR's...
The Basile Law Firm P.C.
Nov 13, 20194 min read
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