The SEC dismissal is nothing more than a policy decision - not merits based.“WHEREAS, in the exercise of its discretion and as a policy matter, the Commission believes the dismissal of this case with prejudice is appropriate.” This is clearly a a policy decision by the SEC that now triggers concerns by public company issuers and their shareholders, that the agency may be abdicating its responsibility to protect shareholders from the risks posed by toxic lending dilution fun

Two decisions out of New York federal courts— DarkPulse, Inc. v. EMA Financial, LLC , 2023 U.S. Dist. LEXIS 33994, at 1 (S.D.N.Y. Mar. 1,...

A few weeks ago, a CEO of a microcap company was telling me a story all too familiar to microcap OTC Markets trading issuer CEO's. He had...

For the last several years, toxic convertible note funders have had their way with small, under-funded OTC Markets publicly trading...

Many CEO’s and investors in small public companies trading on the OTC Markets are closely following the SEC lawsuits instituted against...

I was prompted to write this article based on some disturbing information I had found out about a fairly well known and active transfer...

It may happen soon, especially in states like New York, Florida and Texas, all of which have criminal usury statutes capping the amount...

There are many forms of terrorism in this world playing out right before us and we are all somewhat familiar with the political form, but...